0001484410-13-000001.txt : 20130205
0001484410-13-000001.hdr.sgml : 20130205
20130205160612
ACCESSION NUMBER: 0001484410-13-000001
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohlman Lou
CENTRAL INDEX KEY: 0001484410
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 429 E. DUPONT RD., #120
CITY: FORT WAYNE
STATE: IN
ZIP: 46825
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TOWER FINANCIAL CORP
CENTRAL INDEX KEY: 0001072847
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 352051170
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78476
FILM NUMBER: 13574006
BUSINESS ADDRESS:
STREET 1: 116 E BERRY ST
STREET 2: N/A
CITY: FORT WAYNE
STATE: IN
ZIP: 46802
BUSINESS PHONE: 260-427-7000
MAIL ADDRESS:
STREET 1: 116 E BERRY ST
STREET 2: N/A
CITY: FORT WAYNE
STATE: IN
ZIP: 46802
SC 13G/A
1
schedule13ga.txt
SCHEDULE 13GA - LGM/MAM
Schedule 13G Louis Gerald Mohlman
Item 1.
(a) Tower Financial Corp
(b) 116 E. Berry Street, Fort Wayne, IN 46802
Item 2.
(a) Louis Gerald Mohlman
(b) 429 E. Dupont Rd. #210, Fort Wayne, IN 46825
(c) United States of America
(d) Common Stock, No Par Value
(e) 891769101
Item 3.
(e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E)
Item 4.
(a) 177,259
(b) 0.98%
(c)
(i). 4,502
(ii). 172,757
(iii). 4,502
(iv). 172,757
Item 5. X
Item 6. The number of shares beneficially owned
over which Louis Gerald Mohlman has shared power to
vote, is an aggregate number based upon the shares held
in discretionary accounts of customers of Mohlman Asset
Management, LLC, of which Louis Gerald Mohlman is the
Sole Member. Each of these individual customers has the
right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, such securities, based
upon their own individual holdings. No individual customer
owns more than five percent of the class.
Item 7. N/A
Item 8. N/A
Item 9. N/A
Item 10. By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
02/05/2013
____________________________________
Date
Lou Mohlman
____________________________________
Signature
Lou Mohlman
President
____________________________________
Name / Title
Schedule 13G Mohlman Asset Management, LLC
Item 1.
(c) Tower Financial Corp
(d) 116 E. Berry Street, Fort Wayne, IN 46802
Item 2.
(f) Mohlman Asset Management, LLC
(g) 429 E. Dupont Rd. #210, Fort Wayne, IN 46825
(h) United States of America
(i) Common Stock, No Par Value
(j) 891769101
Item 3.
(f) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E)
Item 4.
(d) 172,757
(e) 0.97%
(f)
(i). 0
(ii). 172,757
(iii). 0
(iv). 172,757
Item 5. X
Item 6. The number of shares beneficially owned by
Mohlman Asset Management, LLC is an aggregate number
based upon the shares held in discretionary accounts of
customers of Mohlman Asset Management, LLC. Each of these
individual customers has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the
sale of, such securities, based upon their own individual
holdings. No individual customer owns more than five percent
of the class.
Item 7. N/A
Item 8. N/A
Item 9. N/A
Item 10. By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
02/05/2013
____________________________________
Date
Lou Mohlman
____________________________________
Signature
Lou Mohlman
President
____________________________________
Name / Title